Broker Check

Asset Management

We utilize several advisory platforms to assist our clients with broad-spectrum investment management. Each investment is carefully selected from a wide variety of asset classes to construct a portfolio appropriate for you.

For all advisory accounts, we charge a flat fee based on total asset value. This fee is all-inclusive, and covers asset administration, client meetings, consultation, custody of funds, research and account reporting.

Because we utilize a flat fee platform, we do not generate a commission on individual trades. Therefore, you can be confident that we are always working to serve you by focusing solely on improving your investment performance and the growth of your overall portfolio.

The advisory platforms we use include:

  • Strategic Asset Management (SAM): LPL Financial’s comprehensive open-architecture fee-based investment platform. The SAM platform provides a foundation for us to develop successful client relationships by thoroughly understanding our clients’ long-term financial goals and offering flexible strategies to help achieve them. Multiple investments can be wrapped in one account with one consolidated statement.
  • Model Wealth Portfolios (MWP): LPL Financial’s newest advisory account platform provides asset management models and recommended investments around a diverse set of investment themes to meet unique client needs. MWP accounts allow the investor to enjoy the benefits of professional management, in which the research team works diligently to make adjustments to each model’s allocation in order to keep it inline with the designated investment objective and risk tolerance.
  • Optimum Markets Portfolios (OMP): OMP accounts provide a powerful resource for managing assets through diversified asset allocation models, world-class money management, automatic rebalancing, consolidated performance reporting, and monitoring of mutual fund managers. Each account is tailored to each client’s financial objectives by selecting the appropriate model and investment focus.

There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio. Diversification does not protect against market risk.

MWP Client Brochure

OMP Client Brochure